Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 27 Jan 2022)
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Coutts & Company
FRN 122287
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 27 Jan 2022)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 May 2021)
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- [FCA CF] Functions requiring qualifications (11 Aug 2016 to 1 Jul 2018)
- CF30 Customer (16 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (28 Apr 2008 to 21 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.