Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blue Water Energy LLP
FRN 565160
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF11 Money Laundering Reporting (12 Apr 2012 to 25 Apr 2017)
- CF30 Customer (12 Apr 2012 to 8 Dec 2019)
- CF4 Partner (12 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Jun 2005)
- CF1 Director (1 Dec 2001 to 29 Feb 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.