Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Apr 2012 to 25 Apr 2017)
    • CF30 Customer (12 Apr 2012 to 8 Dec 2019)
    • CF4 Partner (12 Apr 2012 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 29 Jun 2005)
    • CF1 Director (1 Dec 2001 to 29 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.