Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
  • Alan Boswell & Company Limited (no longer approved here)

    FRN 211088

    • CF21 Investment Adviser (2 Oct 2002 to 4 Jul 2006)
    • CF24 Pension Transfer Specialist (2 Oct 2002 to 4 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.