Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Patronus Partners Limited
FRN 653541
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (11 Oct 2016 to 8 Dec 2019)
- CF30 Customer (11 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 5 Sep 2016)
- CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Apr 2007 to 31 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.