Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley Investment Management Limited (no longer approved here)

    FRN 121920

    • [FCA CF] Significant management (25 Mar 2024 to 31 Mar 2025)
    • [FCA CF] Material risk taker (1 Sep 2023 to 31 Mar 2025)
    • [FCA CF] Client dealing (8 Feb 2022 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (8 Feb 2022 to 31 Mar 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 19 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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