Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 16 Aug 2024)
- CF1 Director (AR) (30 Nov 2012 to 19 Aug 2021)
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- CF1 Director (AR) (9 May 2016 to 13 Jun 2016)
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- (2)Employed By (9 Oct 2003 to 30 Dec 2004)
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- CF21 Investment Adviser (7 Aug 2002 to 30 Dec 2004)
- CF1 Director (AR) (7 Aug 2002 to 30 Dec 2004)
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- (1)Employed By (7 Aug 2002 to 9 Oct 2003)
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- (1)Employed By (1 Dec 2001 to 9 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.