Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 29 Sep 2023)
    • SMF16 Compliance Oversight (since 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (11 Oct 2019 to 27 Sep 2023)
  • Catalyst Financial Planning Ltd (no longer approved here)

    FRN 848476

    • Employed By (11 Oct 2019 to 27 Sep 2023)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Dec 2015)
    • CF29 Significant management (29 Sep 2010 to 31 Dec 2015)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (22 Sep 2009 to 31 Jul 2010)
  • AIB GROUP (UK) P.L.C. (no longer approved here)

    FRN 122088

    • CF29 Significant management (1 Nov 2007 to 19 May 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.