Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Raven Wealth Planning Ltd
FRN 990075
- SMF3 Executive Director (since 29 Sep 2023)
- SMF16 Compliance Oversight (since 29 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2023)
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- CF1 Director (AR) (11 Oct 2019 to 27 Sep 2023)
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- Employed By (11 Oct 2019 to 27 Sep 2023)
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- CF10a CASS Oversight function (1 Oct 2011 to 31 Dec 2015)
- CF29 Significant management (29 Sep 2010 to 31 Dec 2015)
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- CF30 Customer (22 Sep 2009 to 31 Jul 2010)
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- CF29 Significant management (1 Nov 2007 to 19 May 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (18 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.