Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (28 Sep 2020 to 4 Mar 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Sep 2020)
- CF10 Compliance Oversight (31 Mar 2017 to 2 Aug 2018)
- CF11 Money Laundering Reporting (31 Mar 2017 to 2 Aug 2018)
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- CF10 Compliance Oversight (1 Mar 2013 to 1 Jul 2014)
- CF1 Director (1 Nov 2011 to 1 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.