Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • USS Investment Management Limited (no longer approved here)

    FRN 564285

    • SMF18 Other Overall Responsibility (28 Sep 2020 to 4 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Sep 2020)
    • CF10 Compliance Oversight (31 Mar 2017 to 2 Aug 2018)
    • CF11 Money Laundering Reporting (31 Mar 2017 to 2 Aug 2018)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF10 Compliance Oversight (1 Mar 2013 to 1 Jul 2014)
    • CF1 Director (1 Nov 2011 to 1 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

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