Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10a CASS Oversight function (10 Sep 2015 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF10a CASS Oversight function (10 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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