Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (17 Nov 2005 to 7 Aug 2006)
    • CF22 Investment Adviser (Trainee) (4 Apr 2005 to 17 Nov 2005)
    • CF7 Sole Trader (AR) (4 Apr 2005 to 28 Oct 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (3 Jun 2003 to 2 Apr 2004)
    • CF22 Investment Adviser (Trainee) (17 Apr 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.