Jeremy Mark Wellington

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINANCIAL PLANNING CONCEPTS LIMITED

    FRN 620075

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Oct 2014 to 30 Sep 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 20 Oct 2014)
    • CF1 Director (AR) (28 Aug 2007 to 20 Oct 2014)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • Watson French Limited (no longer approved here)

    FRN 210094

    • CF21 Investment Adviser (9 Nov 2004 to 21 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.