Jeremy Mark Hopkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sigma Broking Limited
FRN 485362
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF30 Customer (11 Apr 2017 to 8 Dec 2019)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- CF30 Customer (22 May 2015 to 21 Dec 2016)
TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- CF30 Customer (1 Aug 2011 to 30 Nov 2014)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Nov 2007 to 30 Nov 2014)
- CF21 Investment Adviser (4 Sep 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.