Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 11 Jan 2018)
    • [FCA CF] Client dealing (since 11 Jan 2018)
  • Fiske Plc (no longer approved here)

    FRN 124279

    • CF21 Investment Adviser (20 Jun 2002 to 11 Apr 2003)
    • CF27 Investment Management (20 Jun 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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