Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- SMF5 Head of Internal Audit (since 31 Mar 2026)
- SMF5 Head of Internal Audit (9 Dec 2019 to 8 Mar 2021)
- CF28 Systems and controls (7 Apr 2016 to 8 Dec 2019)
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Wells Fargo Bank, National Association
FRN 456183
- SMF5 Head of Internal Audit (since 31 Mar 2026)
- SMF5 Head of Internal Audit (31 May 2016 to 8 Mar 2021)
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- CF28 Systems and controls (7 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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