Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • Responsible for Insurance Distribution (1 Feb 2024 to 30 May 2025)
    • SMF3 Executive Director (1 Feb 2024 to 30 May 2025)
    • [FCA CF] Significant management (7 Jul 2020 to 1 Feb 2024)
    • [FCA CF] Client dealing (17 Nov 2016 to 30 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Feb 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 May 2025)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Feb 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • SMF22 Other Local Responsibility (1 Feb 2024 to 30 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Oct 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 30 Oct 2023)
    • [FCA CF] Significant management (7 Jul 2020 to 30 Oct 2023)
    • [FCA CF] Client dealing (17 Nov 2016 to 30 Oct 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Oct 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Oct 2023)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (5 Dec 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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