Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (1 Nov 2013 to 12 Jun 2017)
- CF30 Customer (1 Nov 2013 to 12 Jun 2017)
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- CF1 Director (AR) (5 Apr 2013 to 31 Jan 2014)
- CF30 Customer (14 Nov 2012 to 31 Jan 2014)
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- CF1 Director (AR) (5 Apr 2013 to 31 Jan 2014)
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- CF30 Customer (22 Feb 2012 to 30 Nov 2012)
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- Employed By (27 Feb 2009 to 30 Dec 2011)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2009)
- CF7 Sole Trader (AR) (11 Jul 2006 to 31 Jan 2007)
- CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (28 Oct 2005 to 26 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.