Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2021)
    • SMF3 Executive Director (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF21 Investment Adviser (21 Mar 2006 to 6 Apr 2006)
    • CF27 Investment Management (21 Mar 2006 to 6 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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