Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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8AM Global Limited
FRN 937456
- SMF16 Compliance Oversight (since 1 Jul 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jul 2021)
- SMF3 Executive Director (since 1 Jul 2021)
- [FCA CF] Client dealing (since 1 Jul 2021)
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- CF21 Investment Adviser (21 Mar 2006 to 6 Apr 2006)
- CF27 Investment Management (21 Mar 2006 to 6 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.