Jeremy John Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • Responsibility for MCD Intermediation (21 Mar 2016 to 14 Jun 2016)
    • CF1 Director (29 Jun 2015 to 14 Jun 2016)
    • CF10 Compliance Oversight (2 Mar 2015 to 14 Jun 2016)
    • CF11 Money Laundering Reporting (2 Mar 2015 to 14 Jun 2016)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • Responsible for Insurance Mediation (20 Aug 2015 to 15 Jun 2016)
    • CF1 Director (29 Jun 2015 to 15 Jun 2016)
    • CF10 Compliance Oversight (2 Mar 2015 to 15 Jun 2016)
    • CF11 Money Laundering Reporting (2 Mar 2015 to 15 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

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