Jeremy John Newman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (5 Jun 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (12 Aug 2008 to 4 Jun 2014)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF29 Significant management (1 Nov 2007 to 1 Mar 2008)
    • CF30 Customer (1 Nov 2007 to 4 Jun 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 27 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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