Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
- [FCA CF] Client dealing (since 10 Jul 2023)
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- CF30 Customer (6 Mar 2018 to 23 Mar 2018)
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- Employed By (21 Nov 2007 to 18 Sep 2008)
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- CF30 Customer (1 Nov 2007 to 18 Sep 2008)
- CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
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- Employed By (2 Mar 2006 to 24 Aug 2006)
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- (8)Employed By (4 Nov 2005 to 7 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.