Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (10 Aug 2021 to 1 Nov 2023)
- Appointed representative dealing with clients for which they require qualification (10 Aug 2021 to 1 Nov 2023)
-
- [FCA CF] Client dealing (30 Oct 2020 to 7 Apr 2021)
- [FCA CF] Functions requiring qualifications (30 Jan 2020 to 7 Apr 2021)
- CF30 Customer (4 Jun 2019 to 8 Dec 2019)
-
- CF30 Customer (1 Jul 2014 to 6 Mar 2016)
- CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.