Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TCOT Financial Services Limited (no longer approved here)

    FRN 705235

    • [FCA CF] Functions requiring qualifications (10 Aug 2021 to 1 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (10 Aug 2021 to 1 Nov 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (30 Oct 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (30 Jan 2020 to 7 Apr 2021)
    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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