Jeremy Jean Marie Guilhot de Lagarde

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 8 Jul 2024)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Manager of certification employee (14 May 2021 to 10 May 2024)
    • [FCA CF] Client dealing (31 Jan 2019 to 10 May 2024)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 10 May 2024)
    • CF30 Customer (5 Apr 2013 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (9 Apr 2010 to 18 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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