Jeremy James Warren Cunningham

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capital International Limited
FRN 119193
- [FCA CF] Client dealing (since 28 Sep 2020)
- CF30 Customer (31 Aug 2016 to 8 Dec 2019)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF30 Customer (30 Sep 2011 to 18 Feb 2016)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (1 Nov 2007 to 9 Aug 2011)
- CF27 Investment Management (4 May 2006 to 31 Oct 2007)
- CF21 Investment Adviser (14 Feb 2005 to 4 May 2006)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (1 Nov 2007 to 9 Aug 2011)
- CF27 Investment Management (4 May 2006 to 31 Oct 2007)
- CF21 Investment Adviser (14 Feb 2005 to 4 May 2006)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF27 Investment Management (26 Mar 2003 to 29 Oct 2004)
- CF22 Investment Adviser (Trainee) (3 May 2002 to 4 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.