Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (12 Jul 2004 to 15 May 2012)
- CF10 Compliance Oversight (12 Jul 2004 to 19 Sep 2008)
- CF11 Money Laundering Reporting (12 Jul 2004 to 1 Nov 2006)
- CF3 Chief Executive (12 Jul 2004 to 19 Sep 2008)
- CF8 Apportionment and Oversight (12 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.