Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (12 Mar 2020 to 26 Jan 2021)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Manager of certification employee (12 Mar 2020 to 31 Jan 2024)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Material risk taker (21 Feb 2018 to 9 Jul 2025)
    • [FCA CF] Client dealing (21 Feb 2018 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (21 Feb 2018 to 31 Jan 2024)
    • [FCA CF] Significant management (21 Feb 2018 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
    • CF29 Significant management (11 May 2015 to 6 Mar 2016)
    • CF30 Customer (9 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.