Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF28 Systems and controls (1 Nov 2007 to 31 Jul 2015)
    • CF1 Director (13 Aug 2003 to 31 Jul 2015)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Nov 2006)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.