Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Mar 2017)
    • CF30 Customer (since 16 Oct 2014)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (1)Employed By (since 9 Oct 2014)
  • Roberts Financial Consultancy Limited (no longer approved here)

    FRN 498877

    • (5)Employed By (29 Apr 2009 to 30 Dec 2012)
  • David Abbey (no longer approved here)

    FRN 215480

    • Employed By (1 Dec 2001 to 29 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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