Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 23 Mar 2017)
- CF30 Customer (since 16 Oct 2014)
- CF30 Customer (1 Nov 2007 to 30 Dec 2012)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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Jeremy George Lake Financial Services Ltd
FRN 602225
- (1)Employed By (since 9 Oct 2014)
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- (5)Employed By (29 Apr 2009 to 30 Dec 2012)
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- Employed By (1 Dec 2001 to 29 Apr 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.