Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 23 Mar 2023)
    • [FCA CF] Client dealing (10 Aug 2022 to 29 Nov 2024)
    • SMF27 Partner (9 Dec 2019 to 18 Jul 2022)
    • CF4 Partner (10 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.