Jeremy Edward Stuart King

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Optiva Securities Limited (no longer approved here)

    FRN 181192

    • [FCA CF] Client dealing (9 Dec 2020 to 3 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2020 to 3 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 18 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Apr 2022)
    • CF11 Money Laundering Reporting (1 May 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2008 to 8 Dec 2019)
    • CF1 Director (5 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (5 Nov 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Nov 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (5 Nov 2007 to 31 Oct 2007)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.