Jeremy Duncan Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [FCA CF] Functions requiring qualifications (2 Apr 2018 to 11 Feb 2019)
Coutts & Company (no longer approved here)
FRN 122287
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 12 Mar 2021)
- CF30 Customer (9 Jan 2013 to 6 Mar 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (11 Feb 2016 to 6 Mar 2016)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- CF30 Customer (24 May 2011 to 15 Nov 2011)
Newton Investment Management Limited (no longer approved here)
FRN 119331
- CF30 Customer (15 Mar 2011 to 14 Nov 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.