Jeremy Duke

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 Oct 2018)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (366)Employed By (since 26 Oct 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Jan 2014 to 30 Sep 2014)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (21 Jan 2009 to 17 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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