Jeremy Douglas Adam

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Algorithmic trading (1 Feb 2021 to 1 Mar 2023)
    • [FCA CF] Client dealing (18 Nov 2016 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 1 Mar 2023)
    • CF30 Customer (10 Aug 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Algorithmic trading (1 Feb 2021 to 1 Mar 2023)
    • [FCA CF] Manager of certification employee (18 Nov 2016 to 1 Mar 2023)
    • [FCA CF] Client dealing (18 Nov 2016 to 1 Mar 2023)
    • CF30 Customer (10 Aug 2010 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.