Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Nov 2022)
    • [FCA CF] Client dealing (since 1 Jun 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF4 Partner (AR) (since 11 Jun 2019)
    • CF30 Customer (since 10 Oct 2014)
    • CF4 Partner (27 Dec 2007 to 20 May 2010)
    • CF30 Customer (27 Dec 2007 to 20 May 2010)
    • Employed By (since 11 Jun 2019)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF27 Investment Management (24 Jan 2002 to 28 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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