Jeremy David Smith

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NFU Mutual Select Investments Limited (no longer approved here)
FRN 582519
- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF30 Customer (1 Nov 2007 to 31 Jul 2016)
- CF21 Investment Adviser (13 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Mar 2004 to 13 Apr 2005)
N.F.U. Mutual Unit Managers Limited (no longer approved here)
FRN 121922
- CF21 Investment Adviser (13 Apr 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (22 Mar 2004 to 13 Apr 2005)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.