Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • SMF16 Compliance Oversight (14 Jan 2020 to 30 Nov 2021)
    • [FCA CF] Material risk taker (30 May 2019 to 23 Feb 2020)
    • [PRA CF] Significant risk taker or Material risk taker (30 May 2019 to 23 Feb 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (7 Feb 2017 to 11 Mar 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Feb 2017 to 11 Mar 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (7 Feb 2017 to 11 Mar 2019)
    • [FCA CF] Material risk taker (7 Feb 2017 to 11 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.