Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (14 Jan 2020 to 30 Nov 2021)
- [FCA CF] Material risk taker (30 May 2019 to 23 Feb 2020)
- [PRA CF] Significant risk taker or Material risk taker (30 May 2019 to 23 Feb 2020)
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- [FCA CF] Material risk taker (7 Feb 2017 to 11 Mar 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Feb 2017 to 11 Mar 2019)
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- [PRA CF] Significant risk taker or Material risk taker (7 Feb 2017 to 11 Mar 2019)
- [FCA CF] Material risk taker (7 Feb 2017 to 11 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.