Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Sep 2020)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
- CF11 Money Laundering Reporting (2 Sep 2019 to 8 Dec 2019)
- CF1 Director (2 Sep 2019 to 8 Dec 2019)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Apr 2003)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Apr 2003)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.