Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Jan 2023)
    • [FCA CF] Client dealing (since 6 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (2 Jul 2009 to 17 Jul 2013)
  • Universal Independent Financial Services Ltd (no longer approved here)

    FRN 441142

    • Employed By (15 Apr 2009 to 15 Sep 2009)
  • USD Limited (no longer approved here)

    FRN 475995

    • Employed By (14 Aug 2008 to 17 Jul 2013)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (21 Nov 2005 to 9 Jun 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.