Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • CF28 Systems and controls (1 Nov 2007 to 21 Sep 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Jun 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Jun 2002)
    • CF1 Director (1 Dec 2001 to 31 Jan 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.