Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Harwood Private Capital LLP
FRN 815275
- 14. Managing investments
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 17. Administrative functions in relation to managing investments
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- [FCA CF] Significant management (since 4 Oct 2022)
- [FCA CF] Client dealing (since 4 Oct 2022)
- [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
- [FCA CF] Material risk taker (since 4 Oct 2022)
- SMF27 Partner (since 13 Sep 2021)
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- CF30 Customer (14 Sep 2015 to 16 Jan 2019)
- CF4 Partner (14 Sep 2015 to 16 Jan 2019)
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- CF4 Partner (12 Apr 2013 to 10 Mar 2015)
- CF30 Customer (12 Apr 2013 to 10 Mar 2015)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.