Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 17. Administrative functions in relation to managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Significant management (since 4 Oct 2022)
    • [FCA CF] Client dealing (since 4 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2022)
    • [FCA CF] Material risk taker (since 4 Oct 2022)
    • SMF27 Partner (since 13 Sep 2021)
  • H.I.G. Capital International Advisors, LLP (no longer approved here)

    FRN 473775

    • CF30 Customer (14 Sep 2015 to 16 Jan 2019)
    • CF4 Partner (14 Sep 2015 to 16 Jan 2019)
  • Chenavari Credit Partners LLP (no longer approved here)

    FRN 484392

    • CF4 Partner (12 Apr 2013 to 10 Mar 2015)
    • CF30 Customer (12 Apr 2013 to 10 Mar 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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