Jeremy Charles Boulton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Nikko Capital Markets Limited (no longer approved here)
FRN 171935
- CF10 Compliance Oversight (10 Nov 2010 to 30 Apr 2015)
- CF11 Money Laundering Reporting (10 Nov 2010 to 30 Apr 2015)
- CF28 Systems and controls (10 Nov 2010 to 30 Apr 2015)
SMBC Derivative Products Limited (no longer approved here)
FRN 172073
- CF11 Money Laundering Reporting (10 Nov 2010 to 30 Apr 2015)
- CF28 Systems and controls (10 Nov 2010 to 30 Apr 2015)
- CF10 Compliance Oversight (10 Nov 2010 to 30 Apr 2015)
Investcorp Credit Management EU Limited (no longer approved here)
FRN 446483
- CF11 Money Laundering Reporting (1 Jul 2006 to 18 Jan 2008)
- CF10 Compliance Oversight (1 Jul 2006 to 18 Jan 2008)
Mizuho Bank, Ltd. (no longer approved here)
FRN 139195
- CF10 Compliance Oversight (31 Mar 2002 to 18 Jan 2008)
- CF11 Money Laundering Reporting (31 Mar 2002 to 18 Jan 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.