Jeremy Bruce

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP

    FRN 500498

    • SMF18 Other Overall Responsibility (since 21 May 2024)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Apr 2024)
    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (31 Jan 2020 to 31 Mar 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
    • CF30 Customer (17 Jul 2015 to 6 Mar 2016)
  • Societe Generale International Limited (no longer approved here)

    FRN 538896

    • CF30 Customer (3 Jun 2016 to 8 Dec 2019)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • CF1 Director (8 Jan 2013 to 30 Nov 2014)
    • CF30 Customer (16 May 2012 to 30 Nov 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (29 Sep 2009 to 30 Nov 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Aug 2009)
    • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.