Jeremy Brian Naylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jeremy Naylor

    FRN 524896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (9 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (9 Aug 2010 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 25 Sep 2010)
    • CF22 Investment Adviser (Trainee) (19 Dec 2005 to 29 Dec 2005)
    • CF21 Investment Adviser (24 May 2002 to 16 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.