Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (16 May 2019 to 31 Dec 2021)
- [FCA CF] Client dealing (16 May 2019 to 31 Dec 2021)
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- [FCA CF] Client dealing (24 Nov 2017 to 10 Jun 2019)
- [FCA CF] Manager of certification employee (24 Nov 2017 to 10 Jun 2019)
- CF30 Customer (30 Jun 2009 to 6 Mar 2016)
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- [FCA CF] Client dealing (24 Nov 2017 to 10 Jun 2019)
- [FCA CF] Manager of certification employee (24 Nov 2017 to 10 Jun 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.