Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Manager of certification employee (16 May 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (16 May 2019 to 31 Dec 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (24 Nov 2017 to 10 Jun 2019)
    • [FCA CF] Manager of certification employee (24 Nov 2017 to 10 Jun 2019)
    • CF30 Customer (30 Jun 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (24 Nov 2017 to 10 Jun 2019)
    • [FCA CF] Manager of certification employee (24 Nov 2017 to 10 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.