Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Client dealing (23 Jan 2018 to 17 Feb 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 17 Feb 2022)
    • [FCA CF] Algorithmic trading (7 Mar 2017 to 17 Feb 2022)
    • [FCA CF] Material risk taker (7 Mar 2017 to 18 Mar 2021)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF30 Customer (11 Dec 2009 to 11 Mar 2013)
    • CF29 Significant management (1 Nov 2007 to 10 Dec 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.