Jeremy Andrew Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Smith Weale Associates LLP

    FRN 454361

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2020)
    • [FCA CF] Client dealing (since 4 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (25 Aug 2006 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
    • CF4 Partner (AR) (6 Mar 2006 to 30 Nov 2006)
  • Smith Weale Associates (no longer approved here)

    FRN 228628

    • Employed By (2 Oct 2003 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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