Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (15 Oct 2018 to 8 Jun 2021)
- [FCA CF] Client dealing (4 May 2017 to 11 Aug 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Nov 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 2 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 2 Dec 2022)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 4 Sep 2003)
- CF21 Investment Adviser (1 Dec 2001 to 4 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.