Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (7 Mar 2018 to 11 Apr 2019)
- [FCA CF] Client dealing (7 Mar 2018 to 11 Apr 2019)
- [FCA CF] Material risk taker (23 Nov 2017 to 11 Apr 2019)
- [PRA CF] Significant risk taker or Material risk taker (23 Nov 2017 to 11 Apr 2019)
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- CF30 Customer (11 Feb 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (4 Dec 2002 to 26 Oct 2007)
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- CF21 Investment Adviser (4 Dec 2002 to 26 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.