Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 1 Jul 2021)
    • [FCA CF] Client dealing (5 Feb 2020 to 1 Jul 2021)
    • [FCA CF] Material risk taker (5 Feb 2020 to 1 Jul 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (29 Sep 2017 to 1 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2021)
    • CF30 Customer (24 Mar 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (29 Sep 2017 to 1 Jul 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Jul 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2021)
    • CF30 Customer (24 Mar 2015 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (30 May 2013 to 1 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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