Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (22 Mar 2023 to 26 Jun 2025)
    • SMF18 Other Overall Responsibility (10 Mar 2023 to 10 Apr 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Client dealing (22 Mar 2023 to 26 Jun 2025)
    • SMF22 Other Local Responsibility (10 Mar 2023 to 10 Apr 2025)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (23 Sep 2021 to 26 Dec 2022)
    • [FCA CF] Client dealing (30 Jul 2021 to 26 Dec 2022)
    • SMF18 Other Overall Responsibility (13 Nov 2017 to 29 Sep 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Dec 2022)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 26 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 26 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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