Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Material risk taker (since 1 May 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 1 May 2018)
- [FCA CF] Client dealing (since 15 Aug 2017)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Manager of certification employee (since 28 May 2023)
- [FCA CF] Material risk taker (since 1 May 2018)
- [PRA CF] Significant risk taker or Material risk taker (since 1 May 2018)
- [FCA CF] Client dealing (since 15 Aug 2017)
- CF30 Customer (9 Jun 2014 to 6 Mar 2016)
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- CF30 Customer (7 Aug 2013 to 9 Aug 2013)
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- CF30 Customer (7 Aug 2013 to 9 Aug 2013)
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- CF30 Customer (1 Nov 2007 to 7 Apr 2011)
- CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.