Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Material risk taker (since 1 May 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2018)
    • [FCA CF] Client dealing (since 15 Aug 2017)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Material risk taker (since 1 May 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2018)
    • [FCA CF] Client dealing (since 15 Aug 2017)
    • CF30 Customer (9 Jun 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Aug 2013 to 9 Aug 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (7 Aug 2013 to 9 Aug 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Apr 2011)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.